feat: 리밸런싱 엔진 V1 + GAS 버그 수정 (2026-06-13)

주요 변경:
- tools/build_rebalance_engine_v1.py: REBALANCE_ENGINE_V1 신규
  * account_snapshot 직접 합산(_build_snap_position_map) → 소수주 분리 행 병합
  * 레짐 소스 macro.REGIME_PRELIM 최우선 (GAS 와 동일)
- src/gas_adapter_parts/gdf_06_rebalance.gs: runRebalanceSheet_() 신규
  * Logger.log / getSpreadsheet_() 로 run_all 연동 수정
- src/gas_adapter_parts/gdc_01_fetch_fundamentals.gs
  * _mergePositionRecord_(): 소수주 중복 행 합산 신규
  * parseInt → parseFloat (qty, availQty)
- src/gas_adapter_parts/gdf_01_price_metrics.gs
  * 미보유 종목 SELL_READY → WATCH_EXIT_SIGNAL
- spec/41_release_dag.yaml: build_rebalance_sheet 노드 추가 (step_count 63)
- spec/51_formula_lifecycle_registry.yaml: REBALANCE_ENGINE_V1 등록

Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>
This commit is contained in:
2026-06-13 13:20:14 +09:00
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from __future__ import annotations
import argparse
import json
from datetime import datetime
from pathlib import Path
from typing import Any
import yaml
ROOT = Path(__file__).resolve().parents[1]
DEFAULT_JSON = ROOT / "GatherTradingData.json"
LATE_PATH = ROOT / "Temp" / "late_chase_attribution_v1.json"
REB_PATH = ROOT / "Temp" / "rebound_sell_efficiency_v1.json"
DI_PATH = ROOT / "Temp" / "data_integrity_score_v1.json"
DV_PATH = ROOT / "Temp" / "derivation_validity_score_v1.json"
DE_PATH = ROOT / "Temp" / "decision_evidence_score_v1.json"
OQ_PATH = ROOT / "Temp" / "outcome_quality_score_v1.json"
OEA_PATH = ROOT / "Temp" / "operational_evidence_audit_v1.json"
SHM_PATH = ROOT / "Temp" / "short_horizon_outcome_monitor_v1.json"
EHC_PATH = ROOT / "Temp" / "evaluation_history_coverage_v1.json"
POLICY_PATH = ROOT / "spec" / "strategy_execution_lock_policy.yaml"
def _load_json(path: Path) -> dict[str, Any]:
if not path.exists():
return {}
try:
data = json.loads(path.read_text(encoding="utf-8"))
except Exception:
return {}
return data if isinstance(data, dict) else {}
def _parse_rows(v: Any) -> list[dict[str, Any]]:
if isinstance(v, list):
return [x for x in v if isinstance(x, dict)]
if isinstance(v, str):
try:
p = json.loads(v)
return _parse_rows(p)
except Exception:
return []
return []
def _to_json_string_if_needed(original: Any, value: Any) -> Any:
if isinstance(original, str):
return json.dumps(value, ensure_ascii=False)
return value
def _as_obj(value: Any) -> dict[str, Any]:
if isinstance(value, dict):
return value
if isinstance(value, str):
try:
parsed = json.loads(value)
return parsed if isinstance(parsed, dict) else {}
except Exception:
return {}
return {}
def _latest_snapshot_captured_at_iso(rows: list[dict[str, Any]]) -> str | None:
latest_dt: datetime | None = None
latest_iso: str | None = None
for row in rows:
if not isinstance(row, dict):
continue
for key in ("captured_at", "last_updated"):
raw = str(row.get(key) or "").strip()
if not raw:
continue
try:
dt = datetime.fromisoformat(raw.replace("Z", "+00:00"))
except Exception:
continue
if dt.tzinfo is None:
dt = dt.astimezone()
if latest_dt is None or dt > latest_dt:
latest_dt = dt
latest_iso = raw
return latest_iso
def _compute_blueprint_checksum(rows: list[dict[str, Any]]) -> int:
s = ""
for row in rows:
s += (
f"{row.get('ticker', '')}|"
f"{row.get('order_type', '')}|"
f"{row.get('quantity', '') if row.get('quantity') is not None else ''}|"
f"{row.get('limit_price_krw', '') if row.get('limit_price_krw') is not None else ''}|"
f"{row.get('validation_status', '')};"
)
total = 0
for ch in s:
total = (total + ord(ch)) & 0xFFFFFFFF
return total
def _load_lock_policy(path: Path) -> dict[str, Any]:
if not path.exists():
return {}
try:
payload = yaml.safe_load(path.read_text(encoding="utf-8"))
except Exception:
return {}
root = payload.get("strategy_execution_lock_policy") if isinstance(payload, dict) else {}
obj = root.get("strategy_execution_locks_v1") if isinstance(root, dict) else {}
return obj if isinstance(obj, dict) else {}
def main() -> int:
ap = argparse.ArgumentParser()
ap.add_argument("--json", default=str(DEFAULT_JSON))
args = ap.parse_args()
json_path = Path(args.json)
if not json_path.is_absolute():
json_path = ROOT / json_path
payload = _load_json(json_path)
if not payload:
print("STRATEGY_EXEC_LOCKS_FAIL: input json missing/invalid")
return 1
data = payload.get("data") if isinstance(payload.get("data"), dict) else {}
hctx = data.get("_harness_context") if isinstance(data.get("_harness_context"), dict) else {}
hapex = payload.get("hApex") if isinstance(payload.get("hApex"), dict) else {}
if not isinstance(hctx, dict):
hctx = {}
if not isinstance(hapex, dict):
hapex = {}
h = dict(hctx)
h.update(hapex)
if not isinstance(h, dict):
print("STRATEGY_EXEC_LOCKS_FAIL: harness context missing")
return 1
fresh_captured_at = _latest_snapshot_captured_at_iso(data.get("account_snapshot", []) if isinstance(data.get("account_snapshot"), list) else [])
if fresh_captured_at:
h["captured_at"] = fresh_captured_at
hctx["captured_at"] = fresh_captured_at
hapex["captured_at"] = fresh_captured_at
late = _load_json(LATE_PATH)
reb = _load_json(REB_PATH)
di = _load_json(DI_PATH)
dv = _load_json(DV_PATH)
de = _load_json(DE_PATH)
oq = _load_json(OQ_PATH)
oea = _load_json(OEA_PATH)
shm = _load_json(SHM_PATH)
ehc = _load_json(EHC_PATH)
policy = _load_lock_policy(POLICY_PATH)
h["late_chase_attribution_v1_json"] = late
h["rebound_sell_efficiency_v1_json"] = reb
if di:
h["data_integrity_score_v1_json"] = di
if dv:
h["derivation_validity_score_v1_json"] = dv
if de:
h["decision_evidence_score_v1_json"] = de
if oq:
h["outcome_quality_score_v1_json"] = oq
if oea:
h["operational_evidence_audit_v1_json"] = oea
if shm:
h["short_horizon_outcome_monitor_v1_json"] = shm
if ehc:
h["evaluation_history_coverage_v1_json"] = ehc
ob_original = h.get("order_blueprint_json")
rows = _parse_rows(ob_original)
export_gate = _as_obj(h.get("export_gate_json"))
late_status = str(late.get("status") or "")
reb_score = float((reb.get("metrics") or {}).get("rebound_efficiency_score") or 0.0)
di_score = float(di.get("score") or 0.0)
dv_score = float(dv.get("score") or 0.0)
de_score = float(de.get("score") or 0.0)
oq_score = float(oq.get("score") or 0.0)
di_gate = str(di.get("gate") or "")
dv_gate = str(dv.get("gate") or "")
de_gate = str(de.get("gate") or "")
oq_gate = str(oq.get("gate") or "")
oq_sufficient_eval = bool((oq.get("metrics") or {}).get("has_sufficient_eval"))
di_block_threshold = float(policy.get("data_integrity_block_threshold") or 90.0)
dv_block_threshold = float(policy.get("derivation_validity_block_threshold") or 90.0)
de_block_threshold = float(policy.get("decision_evidence_block_threshold") or 85.0)
oq_buy_block_threshold = float(policy.get("outcome_buy_block_threshold") or 50.0)
oq_sell_scale_threshold = float(policy.get("outcome_sell_scale_threshold") or 60.0)
oq_sell_scale_ratio = float(policy.get("outcome_sell_scale_ratio") or 0.70)
buy_block_count = 0
sell_scale_count = 0
hard_block_count = 0
for r in rows:
order_type = str(r.get("order_type") or "").upper()
validation = str(r.get("validation_status") or "")
rationale = str(r.get("rationale_code") or "")
# P0 hard lock: data/derivation score gate
if di_score < di_block_threshold or di_gate == "EXPORT_BLOCKED_CRITICAL":
r["validation_status"] = "BLOCKED"
r["blocked_by_gate"] = "DATA_INTEGRITY_SCORE_V1"
tag = "DI1_EXPORT_BLOCKED_CRITICAL"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
for qk in ("quantity", "order_qty", "buy_qty", "sell_qty", "proposed_immediate_qty", "proposed_staged_qty"):
if isinstance(r.get(qk), (int, float)):
r[qk] = 0
hard_block_count += 1
continue
if dv_score < dv_block_threshold or dv_gate == "NO_PRICE_QTY_EXPORT":
r["validation_status"] = "BLOCKED"
r["blocked_by_gate"] = "DERIVATION_VALIDITY_SCORE_V1"
tag = "DV1_NO_PRICE_QTY_EXPORT"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
for qk in ("quantity", "order_qty", "buy_qty", "sell_qty", "proposed_immediate_qty", "proposed_staged_qty"):
if isinstance(r.get(qk), (int, float)):
r[qk] = 0
hard_block_count += 1
continue
if de_score < de_block_threshold or de_gate in ("NEEDS_MANUAL_REVIEW", "BLOCK"):
r["validation_status"] = "BLOCKED"
r["blocked_by_gate"] = "DECISION_EVIDENCE_SCORE_V1"
tag = "DE1_MANUAL_REVIEW"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
for qk in ("quantity", "order_qty", "buy_qty", "sell_qty", "proposed_immediate_qty", "proposed_staged_qty"):
if isinstance(r.get(qk), (int, float)):
r[qk] = 0
hard_block_count += 1
continue
if late_status == "DEGRADE_BUY_PERMISSION" and order_type in ("BUY", "ADD_ON", "STAGED_BUY"):
r["validation_status"] = "BLOCKED"
r["blocked_by_gate"] = "LATE_CHASE_ATTRIBUTION_V1"
tag = "LCA1_BUY_BLOCK"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
for qk in ("quantity", "order_qty", "buy_qty", "proposed_staged_qty"):
if isinstance(r.get(qk), (int, float)):
r[qk] = 0
buy_block_count += 1
continue
if reb_score < 60.0 and order_type in ("SELL", "STOP_LOSS") and validation == "PASS":
scaled = False
for qk in ("quantity", "order_qty", "sell_qty", "proposed_immediate_qty"):
qv = r.get(qk)
if isinstance(qv, (int, float)) and qv > 0:
r[qk] = int(max(1, round(qv * 0.8)))
scaled = True
if scaled:
tag = "RSE1_SELL_SCALE_80"
r["lock_applied"] = "REBOUND_SELL_EFFICIENCY_V1"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
sell_scale_count += 1
if oq_gate != "INSUFFICIENT_EVAL" and oq_score < oq_buy_block_threshold and order_type in ("BUY", "ADD_ON", "STAGED_BUY"):
r["validation_status"] = "BLOCKED"
r["blocked_by_gate"] = "OUTCOME_QUALITY_SCORE_V1"
tag = "OQ1_BUY_BLOCK_LOW_OUTCOME"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
for qk in ("quantity", "order_qty", "buy_qty", "proposed_staged_qty"):
if isinstance(r.get(qk), (int, float)):
r[qk] = 0
buy_block_count += 1
continue
if oq_gate != "INSUFFICIENT_EVAL" and oq_score < oq_sell_scale_threshold and order_type in ("SELL", "STOP_LOSS") and str(r.get("validation_status") or "") == "PASS":
scaled = False
for qk in ("quantity", "order_qty", "sell_qty", "proposed_immediate_qty"):
qv = r.get(qk)
if isinstance(qv, (int, float)) and qv > 0:
r[qk] = int(max(1, round(qv * oq_sell_scale_ratio)))
scaled = True
if scaled:
tag = "OQ1_SELL_SCALE_70"
r["lock_applied"] = "OUTCOME_QUALITY_SCORE_V1"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
sell_scale_count += 1
if export_gate.get("hts_entry_allowed") is False:
for r in rows:
if str(r.get("validation_status") or "").upper() == "PASS":
rationale = str(r.get("rationale_code") or "")
tag = "EXPORT_GATE_BLOCK"
r["validation_status"] = "BLOCKED"
r["blocked_by_gate"] = "EXPORT_GATE_V1"
r["rationale_code"] = f"{rationale}|{tag}" if rationale else tag
h["order_blueprint_json"] = _to_json_string_if_needed(ob_original, rows)
checksum = _compute_blueprint_checksum(rows)
h["blueprint_checksum"] = checksum
h["rendered_output_checksum"] = checksum
h["rendered_report_checksum"] = checksum
h["strategy_execution_locks_v1_json"] = {
"formula_id": "STRATEGY_EXECUTION_LOCKS_V1",
"data_integrity_score": di_score,
"derivation_validity_score": dv_score,
"data_integrity_gate": di_gate,
"derivation_validity_gate": dv_gate,
"decision_evidence_score": de_score,
"decision_evidence_gate": de_gate,
"outcome_quality_score": oq_score,
"outcome_quality_gate": oq_gate,
"outcome_quality_has_sufficient_eval": oq_sufficient_eval,
"outcome_lock_mode": "SUSPENDED_DUE_TO_INSUFFICIENT_EVAL" if oq_gate == "INSUFFICIENT_EVAL" else "ACTIVE",
"late_chase_status": late_status,
"rebound_efficiency_score": reb_score,
"hard_block_count": hard_block_count,
"buy_block_count": buy_block_count,
"sell_scale_count": sell_scale_count,
"policy_path": str(POLICY_PATH),
"policy": {
"data_integrity_block_threshold": di_block_threshold,
"derivation_validity_block_threshold": dv_block_threshold,
"decision_evidence_block_threshold": de_block_threshold,
"outcome_buy_block_threshold": oq_buy_block_threshold,
"outcome_sell_scale_threshold": oq_sell_scale_threshold,
"outcome_sell_scale_ratio": oq_sell_scale_ratio,
},
}
# write back to both locations
data["_harness_context"] = h
payload["data"] = data
payload["hApex"] = h
json_path.write_text(json.dumps(payload, ensure_ascii=False, indent=2), encoding="utf-8")
print("STRATEGY_EXEC_LOCKS_OK")
print(
json.dumps(
{
"late_chase_status": late_status,
"rebound_efficiency_score": reb_score,
"data_integrity_score": di_score,
"derivation_validity_score": dv_score,
"decision_evidence_score": de_score,
"outcome_quality_score": oq_score,
"hard_block_count": hard_block_count,
"buy_block_count": buy_block_count,
"sell_scale_count": sell_scale_count,
},
ensure_ascii=False,
)
)
return 0
if __name__ == "__main__":
raise SystemExit(main())