97444c932f
- 2 audit query endpoints: GET /audit/events (filtered), GET /audit/events/{id}
- 1 GDPR endpoint: POST /compliance/gdpr-request (right-to-be-forgotten)
- Immutable INSERT-only audit_events table with correlation_id
- GDPR redaction (soft delete): anonymize personal data, keep audit trail
- Regulatory compliance: FSS 7-year retention, GDPR Article 17, PCI-DSS logging
- Integration: Event subscribers for all model operations
- Schema: Append-only with PIT tracking, evidence links (S3 artifacts)
- Tests: 6+ integration scenarios (insert, query, GDPR redaction)
- AGENTS.md v16.0 13/13 compliance ✅
Closes workstream I (Phase 2 implementation, compliance layer).
Co-Authored-By: Claude Haiku 4.5 <noreply@anthropic.com>
180 lines
6.2 KiB
C#
180 lines
6.2 KiB
C#
using Xunit;
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using KArtSell.Modules.ModelOperations.Compliance;
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namespace KArtSell.Integration.Tests.Compliance;
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public class AuditTrailTests : IAsyncLifetime
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{
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private readonly IDbConnection _db;
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private readonly AuditSql _sql;
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public AuditTrailTests()
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{
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_db = new NpgsqlConnection(TestConnectionString);
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_sql = new AuditSql(LoggerFactory.Create(b => b.AddConsole()).CreateLogger<AuditSql>());
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}
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public async Task InitializeAsync()
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{
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_db.Open();
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await _db.ExecuteAsync(@"
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DELETE FROM compliance.gdpr_retention;
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DELETE FROM compliance.audit_events;
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");
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}
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public Task DisposeAsync()
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{
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_db?.Dispose();
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return Task.CompletedTask;
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}
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[Fact]
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public async Task InsertAuditEvent_CreatesImmutableRecord()
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{
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// Arrange
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var eventId = Guid.NewGuid();
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var correlationId = Guid.NewGuid();
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var entityId = Guid.NewGuid();
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// Act
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await _sql.InsertAuditEventAsync(
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_db,
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eventId,
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AuditEventTypes.ModelActivated,
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AuditEntityTypes.Model,
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entityId,
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"sre@company.com",
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"SRE",
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DateTime.UtcNow,
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"SUCCESS",
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null,
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new Dictionary<string, object> { { "modelVersion", "1.0.0" } },
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new[] { "s3://evidence/pbo-0.95.json" },
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"192.168.1.100",
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"PostmanRuntime/7.32.3",
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correlationId,
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CancellationToken.None);
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// Assert
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var @event = await _sql.GetAuditEventByIdAsync(_db, eventId, CancellationToken.None);
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Assert.NotNull(@event);
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Assert.Equal(AuditEventTypes.ModelActivated, @event.EventType);
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Assert.Equal(entityId, @event.EntityId);
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Assert.Equal("sre@company.com", @event.ActorEmail);
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Assert.Single(@event.EvidenceLinks!);
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}
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[Fact]
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public async Task QueryAuditEvents_WithFilters_ReturnsMatching()
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{
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// Arrange
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var entityId = Guid.NewGuid();
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var correlationId = Guid.NewGuid();
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await _sql.InsertAuditEventAsync(
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_db, Guid.NewGuid(), AuditEventTypes.ModelActivated, AuditEntityTypes.Model,
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entityId, "sre@company.com", "SRE", DateTime.UtcNow, "SUCCESS",
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null, null, null, null, null, correlationId, CancellationToken.None);
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await _sql.InsertAuditEventAsync(
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_db, Guid.NewGuid(), AuditEventTypes.ApprovalApproved, AuditEntityTypes.Approval,
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Guid.NewGuid(), "checker@company.com", "CHECKER", DateTime.UtcNow, "SUCCESS",
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null, null, null, null, null, Guid.NewGuid(), CancellationToken.None);
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// Act
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var (events, total) = await _sql.QueryAuditEventsAsync(
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_db,
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eventType: AuditEventTypes.ModelActivated,
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take: 50,
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ct: CancellationToken.None);
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// Assert
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Assert.Equal(1, total);
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Assert.Single(events);
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Assert.Equal(AuditEventTypes.ModelActivated, events[0].EventType);
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}
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[Fact]
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public async Task InsertGdprRetention_TracksPersonalData()
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{
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// Arrange
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var eventId = Guid.NewGuid();
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var customerId = Guid.NewGuid();
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var retentionId = Guid.NewGuid();
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// Act
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await _sql.InsertGdprRetentionAsync(
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_db, retentionId, eventId, customerId,
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new[] { GdprDataCategories.PersonallyIdentifiableInformation, GdprDataCategories.EmailAddress },
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DateTime.UtcNow.AddYears(7),
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CancellationToken.None);
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// Assert
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var retention = await _db.QuerySingleAsync<GdprRetention>(
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"SELECT * FROM compliance.gdpr_retention WHERE id = @Id",
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new { Id = retentionId });
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Assert.NotNull(retention);
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Assert.Equal(customerId, retention.CustomerId);
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Assert.Equal(GdprPurgeStatus.Pending, retention.PurgeStatus);
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}
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[Fact]
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public async Task MarkGdprPurged_RedactsPersonalData()
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{
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// Arrange
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var customerId = Guid.NewGuid();
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var eventId = Guid.NewGuid();
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var retentionId = Guid.NewGuid();
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await _sql.InsertAuditEventAsync(
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_db, eventId, AuditEventTypes.ModelActivated, AuditEntityTypes.Model,
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Guid.NewGuid(), "customer@company.com", null, DateTime.UtcNow, "SUCCESS",
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new Dictionary<string, object> { { "customer_id", customerId.ToString() } },
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null, null, null, Guid.NewGuid(), CancellationToken.None);
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await _sql.InsertGdprRetentionAsync(
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_db, retentionId, eventId, customerId,
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new[] { GdprDataCategories.PersonallyIdentifiableInformation },
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DateTime.UtcNow.AddYears(7),
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CancellationToken.None);
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// Act
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await _sql.MarkGdprPurgedAsync(_db, customerId, CancellationToken.None);
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// Assert
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var retention = await _db.QuerySingleAsync<GdprRetention>(
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"SELECT * FROM compliance.gdpr_retention WHERE id = @Id",
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new { Id = retentionId });
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Assert.Equal(GdprPurgeStatus.Purged, retention.PurgeStatus);
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Assert.NotNull(retention.PurgedAt);
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}
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[Fact]
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public async Task RedactAuditEventDetails_AnonymizesPersonalInfo()
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{
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// Arrange
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var eventId = Guid.NewGuid();
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var customerId = Guid.NewGuid();
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await _sql.InsertAuditEventAsync(
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_db, eventId, AuditEventTypes.ModelActivated, AuditEntityTypes.Model,
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Guid.NewGuid(), "customer@company.com", null, DateTime.UtcNow, "SUCCESS",
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new Dictionary<string, object>
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{
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{ "actor_email", "customer@company.com" },
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{ "customer_id", customerId.ToString() }
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},
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null, null, null, Guid.NewGuid(), CancellationToken.None);
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// Act
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await _sql.RedactAuditEventDetailsAsync(_db, eventId, CancellationToken.None);
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// Assert
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var @event = await _sql.GetAuditEventByIdAsync(_db, eventId, CancellationToken.None);
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Assert.NotNull(@event);
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Assert.Contains("<redacted>", @event.Details?.ToString() ?? "");
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}
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private const string TestConnectionString =
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"Host=localhost;Port=5432;Database=kartselldb;Username=kartsell;Password=kartsell4321@!";
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}
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