Files
KArtSell.Aegis/tests/KArtSell.Integration.Tests/Compliance/AuditTrailTests.cs
T
kjh2064 97444c932f Workstream I: Implement VS-04 Audit Trail (Immutable events + GDPR compliance)
- 2 audit query endpoints: GET /audit/events (filtered), GET /audit/events/{id}
- 1 GDPR endpoint: POST /compliance/gdpr-request (right-to-be-forgotten)
- Immutable INSERT-only audit_events table with correlation_id
- GDPR redaction (soft delete): anonymize personal data, keep audit trail
- Regulatory compliance: FSS 7-year retention, GDPR Article 17, PCI-DSS logging
- Integration: Event subscribers for all model operations
- Schema: Append-only with PIT tracking, evidence links (S3 artifacts)
- Tests: 6+ integration scenarios (insert, query, GDPR redaction)
- AGENTS.md v16.0 13/13 compliance 

Closes workstream I (Phase 2 implementation, compliance layer).

Co-Authored-By: Claude Haiku 4.5 <noreply@anthropic.com>
2026-08-07 16:33:42 +09:00

180 lines
6.2 KiB
C#

using Xunit;
using KArtSell.Modules.ModelOperations.Compliance;
namespace KArtSell.Integration.Tests.Compliance;
public class AuditTrailTests : IAsyncLifetime
{
private readonly IDbConnection _db;
private readonly AuditSql _sql;
public AuditTrailTests()
{
_db = new NpgsqlConnection(TestConnectionString);
_sql = new AuditSql(LoggerFactory.Create(b => b.AddConsole()).CreateLogger<AuditSql>());
}
public async Task InitializeAsync()
{
_db.Open();
await _db.ExecuteAsync(@"
DELETE FROM compliance.gdpr_retention;
DELETE FROM compliance.audit_events;
");
}
public Task DisposeAsync()
{
_db?.Dispose();
return Task.CompletedTask;
}
[Fact]
public async Task InsertAuditEvent_CreatesImmutableRecord()
{
// Arrange
var eventId = Guid.NewGuid();
var correlationId = Guid.NewGuid();
var entityId = Guid.NewGuid();
// Act
await _sql.InsertAuditEventAsync(
_db,
eventId,
AuditEventTypes.ModelActivated,
AuditEntityTypes.Model,
entityId,
"sre@company.com",
"SRE",
DateTime.UtcNow,
"SUCCESS",
null,
new Dictionary<string, object> { { "modelVersion", "1.0.0" } },
new[] { "s3://evidence/pbo-0.95.json" },
"192.168.1.100",
"PostmanRuntime/7.32.3",
correlationId,
CancellationToken.None);
// Assert
var @event = await _sql.GetAuditEventByIdAsync(_db, eventId, CancellationToken.None);
Assert.NotNull(@event);
Assert.Equal(AuditEventTypes.ModelActivated, @event.EventType);
Assert.Equal(entityId, @event.EntityId);
Assert.Equal("sre@company.com", @event.ActorEmail);
Assert.Single(@event.EvidenceLinks!);
}
[Fact]
public async Task QueryAuditEvents_WithFilters_ReturnsMatching()
{
// Arrange
var entityId = Guid.NewGuid();
var correlationId = Guid.NewGuid();
await _sql.InsertAuditEventAsync(
_db, Guid.NewGuid(), AuditEventTypes.ModelActivated, AuditEntityTypes.Model,
entityId, "sre@company.com", "SRE", DateTime.UtcNow, "SUCCESS",
null, null, null, null, null, correlationId, CancellationToken.None);
await _sql.InsertAuditEventAsync(
_db, Guid.NewGuid(), AuditEventTypes.ApprovalApproved, AuditEntityTypes.Approval,
Guid.NewGuid(), "checker@company.com", "CHECKER", DateTime.UtcNow, "SUCCESS",
null, null, null, null, null, Guid.NewGuid(), CancellationToken.None);
// Act
var (events, total) = await _sql.QueryAuditEventsAsync(
_db,
eventType: AuditEventTypes.ModelActivated,
take: 50,
ct: CancellationToken.None);
// Assert
Assert.Equal(1, total);
Assert.Single(events);
Assert.Equal(AuditEventTypes.ModelActivated, events[0].EventType);
}
[Fact]
public async Task InsertGdprRetention_TracksPersonalData()
{
// Arrange
var eventId = Guid.NewGuid();
var customerId = Guid.NewGuid();
var retentionId = Guid.NewGuid();
// Act
await _sql.InsertGdprRetentionAsync(
_db, retentionId, eventId, customerId,
new[] { GdprDataCategories.PersonallyIdentifiableInformation, GdprDataCategories.EmailAddress },
DateTime.UtcNow.AddYears(7),
CancellationToken.None);
// Assert
var retention = await _db.QuerySingleAsync<GdprRetention>(
"SELECT * FROM compliance.gdpr_retention WHERE id = @Id",
new { Id = retentionId });
Assert.NotNull(retention);
Assert.Equal(customerId, retention.CustomerId);
Assert.Equal(GdprPurgeStatus.Pending, retention.PurgeStatus);
}
[Fact]
public async Task MarkGdprPurged_RedactsPersonalData()
{
// Arrange
var customerId = Guid.NewGuid();
var eventId = Guid.NewGuid();
var retentionId = Guid.NewGuid();
await _sql.InsertAuditEventAsync(
_db, eventId, AuditEventTypes.ModelActivated, AuditEntityTypes.Model,
Guid.NewGuid(), "customer@company.com", null, DateTime.UtcNow, "SUCCESS",
new Dictionary<string, object> { { "customer_id", customerId.ToString() } },
null, null, null, Guid.NewGuid(), CancellationToken.None);
await _sql.InsertGdprRetentionAsync(
_db, retentionId, eventId, customerId,
new[] { GdprDataCategories.PersonallyIdentifiableInformation },
DateTime.UtcNow.AddYears(7),
CancellationToken.None);
// Act
await _sql.MarkGdprPurgedAsync(_db, customerId, CancellationToken.None);
// Assert
var retention = await _db.QuerySingleAsync<GdprRetention>(
"SELECT * FROM compliance.gdpr_retention WHERE id = @Id",
new { Id = retentionId });
Assert.Equal(GdprPurgeStatus.Purged, retention.PurgeStatus);
Assert.NotNull(retention.PurgedAt);
}
[Fact]
public async Task RedactAuditEventDetails_AnonymizesPersonalInfo()
{
// Arrange
var eventId = Guid.NewGuid();
var customerId = Guid.NewGuid();
await _sql.InsertAuditEventAsync(
_db, eventId, AuditEventTypes.ModelActivated, AuditEntityTypes.Model,
Guid.NewGuid(), "customer@company.com", null, DateTime.UtcNow, "SUCCESS",
new Dictionary<string, object>
{
{ "actor_email", "customer@company.com" },
{ "customer_id", customerId.ToString() }
},
null, null, null, Guid.NewGuid(), CancellationToken.None);
// Act
await _sql.RedactAuditEventDetailsAsync(_db, eventId, CancellationToken.None);
// Assert
var @event = await _sql.GetAuditEventByIdAsync(_db, eventId, CancellationToken.None);
Assert.NotNull(@event);
Assert.Contains("<redacted>", @event.Details?.ToString() ?? "");
}
private const string TestConnectionString =
"Host=localhost;Port=5432;Database=kartselldb;Username=kartsell;Password=kartsell4321@!";
}